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Privacy Policy

Tricom Securities Limited respects each individual’s right to privacy. We value our relationship with you, and we take pride in maintaining loyalty and respect with each individual client by providing you with security. The provisions of this notice apply to former clients, current clients, and applicants.

Personal Information
When you apply for or maintain a live account with Tricom Securities Limited, we collect personal information about you for business purposes, such as evaluating your financial needs, processing your requests and transactions, informing you about products and services that may be of interest to you, and providing customer service. Such information may include:

  • Application information: Information you provide to us on applications and other forms, such as your name, address, birth date, Social Security number, occupation, assets, and income;
  • Transaction information: Information about your transactions with us and with our affiliates as well as information about our communications with you. Examples include your account balances, trading activity, your inquiries, and our responses;
  • Verification information: Information necessary to verify your identity, such as a passport or driver’s license.


Examples also include background information about you we receive from public records or from other entities not affiliated with Tricom Securities Limited. The USA PATRIOT Act requires us to collect information and take actions necessary to verify your identity.

About Cookies
Cookies are small files containing information that a website uses to track its visitors. Tricom Securities Limited may set and access Huxford cookies on your computer, enabling us to learn which advertisements and promotions bring users to our website. Tricom Securities Limited or any of its divisions may use cookies in connection with Tricom Securities Limited’s products and services to track your activities on our website. Such information that we collect and share would be anonymous and not personally identifiable.

Security Technology
Tricom Securities Limited uses Secure Socket Layer (SSL) encryption technology in order to protect certain information that you submit. This type of technology protects you from having your information intercepted by anyone other than Tricom Securities Limited while it is being transmitted to us. We work hard to ensure that our website is secure and that they meet industry standards. We also use other safeguards such as firewalls, authentication systems (e.g., passwords and personal identification numbers), and access control mechanisms to control unauthorized access to systems and data.

Sharing Information with Our Affiliates
We may share personal information described above with our affiliates for business purposes, such as, but not limited to, servicing customer accounts and informing customers about new products and services, or to aid in the trading activity of the company, its affiliates, or employees, and as permitted by applicable law. Our affiliates may include companies controlled or owned by us as well as companies that have an ownership interest in our company. The information we share with affiliates may include any of the information described above, such as your name, address, trading and account information. Our affiliates maintain the privacy of your information to the same extent Tricom Securities Limited does in accordance with this Policy.

Regulatory Disclosure
Under limited circumstances, Tricom Securities Limited may disclose your personal information to third parties as permitted by, or to comply with, applicable laws and regulations. For example, we may disclose personal information to cooperate with regulatory authorities and law enforcement agencies to comply with subpoenas or other official requests, and as necessary to protect our rights or property. Except as described in this privacy policy, we will not use your personal information for any other purpose, unless we describe how such information will be used at the time you disclose it to us or we obtain your permission.

Opt Out
You are not required to supply any of the personal information that we may request; however, failure to do so may result in our being unable to open or maintain your account or to provide services to you. While we make every effort to ensure that all information we hold about you is accurate, complete, and up to date, you can help us considerably in this regard by promptly notifying us if there are any changes to your personal information.